◆Expiration Date for Professional Investors system This page is to inform you of the “Expiration Date” related to “opt to become Professional Investor” under Professional Investors system regarding Financial Instruments Exchange Act of Japan (“FIEA”). FIEA regulates investments products but inconvenience is concerned for the investment activities with the investors when a uniform regulations apply to all the investors. […]
Aizawa Asset Management (AAM) recognizes that it is essential to seclude and eliminate ourselves from any relationship with anti-social forces and declares the following basic policy in order to secure appropriateness and soundness of business operation as a Financial Instrument Business Operator. AAM shall respond, as an organization in its entirety, to any unjustified demands […]
１．Our Fundamental View on Proxy Voting To perform our fiduciary duties faithfully, Aizawa Asset Management Co.,Ltd. (the “Company”) only exercises voting rights to increase shareholder value in the interest of our customers, never for interests of its own or that of a third party. The term “interest of our customers” means “increase in value” […]
About Complaints Handling １．Aizawa Asset Management (the “Company”) establishes “Complaint Processing Rule” to achieve customers’ understanding by sincerely and promptly responding to customers complaints. Please file your complaints by writing to the address below. E-Mail:aizawa-info@aizawa-am.co.jp The standard process of settlement is as follows: Receipt of customers complaint Hearings to both customer and Company staff, […]
Investment Risks and Costs ◆Explanation on Risk Matters The following risks may be involved in transactions of any securities, market derivative products, over the counter derivative products and/or foreign market derivative products (hereinafter collectively referred to as “financial products”) which our discretionary investment management business provides. Price Fluctuation Risk (Risks caused by or arising out […]
The Act on Sales, etc. of Financial Products (the “Act”), the law enacted to ensure protection of customers by establishing measures for financial institutions to secure the appropriateness of solicitations, became in effect on April 1st, 2001. In compliance with Article 9 of the Act, Aizawa Asset Management (the “Company”) here by establishes the following policy. Solicitation […]
This Aizawa Asset Management Co., Ltd., website (including various services referring to this website, the “Website”) is hosted and managed by Aizawa Asset Management Co., Ltd (the “Company”). Please review the following terms and conditions (the “Terms and Conditions”) carefully as this page is explaining legal bindings between you (“You” or “Your”) and the Company for and regarding your […]
Aizawa Asset Management Co.,Ltd.. (the “Company”) establishes and complies with privacy policy as follows as a guideline to protect the personal information retained. The Company will continually protect and appropriately handle personal information in accordance with the following guideline and will fully comply with all applicable legislation regarding privacy protection. １．Acquiring personal information The Company […]