Note: This document has been translated from the Japanese original for reference purposes only. In the event of any discrepancy between this translated document and the Japanese original, the original shall prevail. １．Basic Principles Aizawa Asset Management Co., Ltd. (hereinafter referred to as “the Company”) respects the human rights of its officers and employees ( […]
Effective on June 27, 2023 Aizawa Asset Management Co., Ltd. (Purpose) Aizawa Asset Management Co., Ltd. (hereinafter referred to as Aizawa) has established the policy for Anti-Money Laundering and Combating the Financing of Terrorism (hereinafter referred to as “AML/CFT”) as follows and will contribute to the sound maintenance and development of the financial system by […]
Aizawa Asset Management Co., Ltd. With diversification in services provided by financial institutions and the progress of global financial conglomeration, the risk of conflict of interests is increasing, because there are multiple competing and conflicting interests within financial institutions or financial groups. Under such circumstances, Aizawa Asset Management, a group company of Aizawa Securities Group, […]
◆Expiration Date for Professional Investors system This page is to inform you of the “Expiration Date” related to “opt to become Professional Investor” under Professional Investors system regarding Financial Instruments Exchange Act of Japan (“FIEA”). FIEA regulates investments products but inconvenience is concerned for the investment activities with the investors when a uniform regulations apply to all the investors. […]
Aizawa Asset Management (AAM) recognizes that it is essential to seclude and eliminate ourselves from any relationship with anti-social forces and declares the following basic policy in order to secure appropriateness and soundness of business operation as a Financial Instrument Business Operator. AAM shall respond, as an organization in its entirety, to any unjustified demands […]
１．Our Fundamental View on Proxy Voting To perform our fiduciary duties faithfully, Aizawa Asset Management Co.,Ltd. (the “Company”) only exercises voting rights to increase shareholder value in the interest of our customers, never for interests of its own or that of a third party. The term “interest of our customers” means “increase in value” […]
About Complaints Handling １．Aizawa Asset Management (the “Company”) establishes “Complaint Processing Rule” to achieve customers’ understanding by sincerely and promptly responding to customers complaints. Please file your complaints by writing to the address below. E-Mail:aizawa-info@aizawa-am.co.jp The standard process of settlement is as follows: Receipt of customers complaint Hearings to both customer and Company staff, […]
Investment Risks and Costs ◆Explanation on Risk Matters The following risks may be involved in transactions of any securities, market derivative products, over the counter derivative products and/or foreign market derivative products (hereinafter collectively referred to as “financial products”) which our discretionary investment management business provides. Price Fluctuation Risk (Risks caused by or arising out […]
On November 1, 2021, the “Act on Sales etc. of Financial Products” was renamed to “Act Concerning Provision of Financial Services” (the “Act”). The Purpose of this Act is to provide customers with matters to be explained by financial instruments dealers, the liabilities of the by financial instruments dealers in the event that damages were […]
This Aizawa Asset Management Co., Ltd., website (including various services referring to this website, the “Website”) is hosted and managed by Aizawa Asset Management Co., Ltd (the “Company”). Please review the following terms and conditions (the “Terms and Conditions”) carefully as this page explains legal bindings between you (“You” or “Your”) and the Company for and regarding your visit […]